Autonomy in the Operating Room: A Multicenter Study of Gender Disparities During Surgical Training Open Access

As of 2019, women represent the majority of US medical students¹  and 41% of general surgery residents.²  Despite the growing numbers, female trainees continue to face discrimination, harassment, and high rates of burnout.^3,4  In a recent survey of general surgery residents, 65% of female trainees reported gender discrimination and 20% reported sexual harassment during training.⁵  In the context of this work environment, gender inequalities have the potential to influence training.⁶  Although numerous survey studies document the subjective experiences of female trainees, limited quantitative evidence on gender disparities during training has been reported.³ 

A critical component of surgical training is the graduated levels of autonomy that residents gain in the operating room over years of apprenticeship,⁷  and there are growing concerns about modern trainees' readiness for independent practice.⁸  Previous small-scale studies have found a significant effect of gender on resident autonomy in general surgery^9,10  and thoracic surgery.¹¹  However, it is unclear how pervasive these findings are across surgical subspecialties. Herein, we analyzed operative evaluations from general surgery, surgical specialty (including plastic surgery, otolaryngology, orthopedic surgery, and vascular surgery), and surgical fellowship programs to determine if faculty and trainee assessments of trainee intraoperative autonomy and performance are associated with gender.

We collected postoperative assessments of surgical trainees made by trainees and their supervising attending surgeons between September 2015 and May 2019 on a smartphone application from the Society for Improving Medical Professional Learning (SIMPL, Boston, MA).^12,13  Study programs were members of SIMPL and used the SIMPL OR application as a feedback tool for trainees for a fee. Faculty and trainees at each site underwent standardized rater training sessions.¹⁴  In addition to reporting the operative case complexity (“easiest one-third,” “average one-third,” or “hardest one-third” of similar cases), the application asked trainees and faculty to assess the trainee's level of autonomy and performance after each surgery. Assessments were encouraged but not mandatory. Autonomy was rated on the 4-level Zwisch scale describing the autonomy achieved for > 50% of critical portions of the procedure: show and tell, active help, passive help, and supervision only (online supplementary data Table 1 describes the levels).¹⁵  If the autonomy level was greater than show and tell, the trainee's performance was then rated on a 5-level modified Dreyfus scale: unprepared/critical deficiency, inexperienced with procedure, intermediate performance, practice ready performance, and exceptional performance (online supplementary data table 2 describes the levels).¹²  Faculty/residents could see the other party's evaluation after both assessments were submitted. Participants could review all prior evaluations associated with their accounts. When participants were registered, they reported their genders. Due to limitations in the SIMPL OR application, participants' genders were collected in gender categories (male and female). Assessments without user gender were excluded (n = 365, 0.38% of assessments). A pilot study in a single surgical specialty was analyzed in a prior publication.⁹ 

To determine the effect of trainee gender on attending ratings of autonomy and performance, as well as trainee self-assessments of autonomy and performance, ordinary least squares regressions were used. When analyzing attending ratings of autonomy and performance, the main analyses include fixed effects for attending, trainee postgraduate year (PGY) training level, and surgical procedure, with standard errors clustered by attending. Models with increasing numbers of controls were used to show the robustness of results to different model specifications. When analyzing trainee self-assessments, we included fixed effects for attendings, paired attending ratings, training levels, attendings, case complexity (as rated by attendings), and surgical procedure. Standard errors were clustered by trainee. We also used t tests and chi-square tests where indicated. Stata/SE 14.2 (StataCorp LLC, College Station, TX) was used for analyses. An explanation of statistical modeling choices is provided in the online supplementary data. This study was deemed exempt from review by the Massachusetts Eye and Ear Institutional Review Board.

The 71 training programs included in this study were diverse in geography and specialty (Table 1). Fifty-three surgical residency programs were represented, including 39 general surgery programs and 14 surgical specialty programs. Eighteen surgical fellowship programs were included (acute care surgery, bariatric surgery, breast surgery, cardiothoracic surgery, hand surgery, pediatric surgery, surgical oncology, transplant surgery). A total of 3255 surgical trainees and attendings participated. Among these, 1927 were surgical trainees, of whom 59% (n = 1139) were male and 41% (n = 788) were female. A total of 1328 attendings participated, of whom 71% (n = 943) were male and 29% (n = 385) were female.

Trainees and attendings completed 94 619 evaluations. Forty-two percent of evaluations were from attendings (n = 39 621), while 58% were from trainees (n = 54 998; Table 2). The mean number of ratings per male trainee was 30.7 (SD 54.9), and the mean number of ratings per female trainee was 25.5 (SD 39.5; unpaired t test; P = .022). The mean number of ratings per male attending was 32.2 (SD 56.1), and the mean number of ratings per female attending was 24.0 (SD 45.6; unpaired t test; P = .011). Among attending evaluations, 5324 cases (13%) were rated as the “easiest one-third,” 25 107 (63%) were rated as the “average one-third,” and 9190 (23%) were the “hardest one-third” of similar cases.

Average surgical autonomy ratings increased with level of training (online supplementary data Table 3; B = 0.130; P = .002). After controlling for attending, training level, and surgical procedure, attending ratings of surgical autonomy differed for male and female trainees (B = −0.0199; P = .008; Figure 1; online supplementary data Table 4). Removing fellows did not change the significance of these findings, so they were included in the remainder of these analyses. While there was no initial difference in autonomy afforded to male and female trainees at the start of residency (P = .32 for trainee gender; online supplementary data Table 5), there were larger gaps in autonomy between genders as training progressed (B = −0.0163; P = .020; online supplementary data Table 5).

The gender gap in autonomy was disproportionately represented in the cases attendings rated as the hardest one-third (B = −0.0366, P = .027, compared with less complex cases controlling for attending, training level, and surgical procedure; online supplementary data Table 6). The gender gap for less complex cases (those rated average one-third or easiest one-third of similar cases) was not significant (B = −0.0107; P = .203; Figure 1; online supplementary data Table 7) while the gender gap for the hardest one-third of cases was statistically significant (B = −0.0502; P = .002; Figure 1; online supplementary data Table 7).

Overall, 24% (5870 of 24 751) of all cases with male trainees were rated by attendings as complex cases compared with 22% (3320 of 14 870) of cases with female trainees (_X²(2n = 39 621) = 10.065, P = .002). Both junior (PGY-4 and lower) and senior (PGY-5 and higher) female trainees logged a lower proportion of complex cases than male trainees of similar training levels. For PGY-4 and lower, 22% (3894 of 18 036) of cases with male trainees were rated by attendings as hardest one-third compared with 21% (2261 of 10 982) of cases with female trainees (_X²(2n = 29 018) = 4.10, P = .043). For PGY-5 and higher, 29% (1976 of 6715) of cases with male trainees were rated by attendings as hardest one-third compared with 27% (1059 of 3888) of cases with female trainees (_X²(2n = 10 603) = 5.78, P = .016). The interaction between case complexity and trainee gender in modeling autonomy was complicated by attending gender. In cases rated less complex (average one-third or easiest one-third of similar cases), female attendings gave female trainees and male trainees similar ratings of autonomy (B = 0.0345; P = .058, not statistically significant; Figure 2; online supplementary data Table 8), while male attendings gave female trainees lower ratings of autonomy than male trainees (B = −0.0229; P = .016; Figure 2; online supplementary data Table 8). There was a significant difference in autonomy ratings given to male and female trainees by male and female attendings for less complex cases (B = −0.0481; P = .014; Figure 2). For the hardest one-third of cases, female attendings gave lower ratings of autonomy to female trainees than male trainees (female attendings B = −0.142; P < .001; Figure 2; online supplementary data Table 9), while male attendings gave similar ratings of autonomy to male and female trainees (B = −0.0327; P = .08, not statistically significant; Figure 2; online supplementary data Table 9). There was a significant difference in autonomy ratings given to male and female trainees by male and female attendings for the most complex cases (B = −0.109; P = .007; Figure 2).

Average surgical performance ratings also increased with level of training (B = 0.141; P < .001; online supplementary data Table 10). When controlling for attending, training level, and surgical procedure, there was no statistically significant difference in attending ratings of performance for male and female trainees (B = −0.0124; P = .07; online supplementary data Table 11). There was similarly no gap for the most complex cases (B = −0.0110, P = .48).

There were significant differences in trainee perceptions of their own operative experiences by gender. Female trainees consistently rated themselves as less autonomous than male trainees when controlling for training level, attending, surgical procedure, case complexity, and paired attending ratings of autonomy (B = −0.0669; P < .001; Figure 3; online supplementary data Table 12). Similarly, female trainees rated their performance worse than male trainees when controlling for training level, training program, surgical procedure, case complexity, and paired attending ratings of performance (B = −0.0704; P < .001; Figure 3; online supplementary data Table 13). All trainees rated themselves worse than paired attending ratings for both autonomy (male: B = −0.102, P < .001; female: B = −0.162, P < .001) and performance (male: B = −0.228, P < .001; female: B = −0.287, P < .001). However, the differences between attending ratings and trainee ratings were significantly larger for female trainees than male trainees (autonomy: B = −0.0602, P = .001; performance: B = −0.0596, P = .014; Figure 3).

In this study of the operative experiences of surgical trainees, 3 primary gender differences were identified. First, there was a small but significant gender gap in surgical autonomy ratings, which emerged over time during training and was most significant for complex cases in which female trainees were rated to have had less autonomy. Despite the difference in autonomy ratings, there was no gender difference for ratings of surgical performance. Second, female trainees' self-assessments of operative experiences were significantly lower than male trainees' self-assessments, even when controlling for factors including attending ratings. Lastly, female trainees logged fewer complex cases than male trainees of similar training levels.

The gender difference in ratings of operative autonomy identified in this study is small in magnitude, representing approximately 0.05 points on the 4-point Zwisch scale. Coupled with the finding that attending ratings of surgical performance were not different for male and female trainees, some would celebrate the small size of this gender gap in autonomy as a triumph of decades of social progress. However, the cumulative impact of small differences in autonomy over thousands of procedures over years may affect trainee competency or confidence at the end of training and must be studied further.^10,16 

Notably, similar to research in other sectors,¹⁷  this study determined that working with male or female supervisors did not change the direction of gender differences in operative autonomy. In fact, female attending ratings of trainee autonomy for the most complex cases appeared to drive the difference in ratings between male and female trainees for these cases, suggesting that they must be included in any future interventions to improve gender equity in surgical training. Further qualitative studies should explore the gendered interactions in the operating room that might contribute to this finding, similar to the ethological observations of social behaviors in the operating room that highlighted how the gender composition of surgical teams affected the distribution of cooperative and conflict behaviors.¹⁸ 

This study found that male and female trainees rated their own operative autonomy and performance lower than their attending surgeons, suggesting a level of humility among surgical trainees. The difference in male and female trainee self-assessments of autonomy and performance found in this study may be explained by imposter syndrome, a psychological phenomenon that disproportionately affects female trainees in fields with imbalanced gender representation, which causes one to feel inferior to their peers.^19,20  Alternatively, as we cannot assume that attending ratings are universally accurate, female trainee self-assessments may be more realistic than male trainee self-assessments, which might be more likely to overestimate capabilities.²¹  Whatever the etiology of this difference, this gender gap in self-assessments may translate to less surgical confidence among female trainees. For example, if female trainees feel they have lower levels of operative autonomy during residency or fellowship, they might feel less prepared to perform more difficult procedures after graduation, a hypothesis supported by a recent study in which female attending general surgeons performed less complex cases than male colleagues even when controlling for subspecialty and seniority.²² 

Lastly, we found that female trainees logged fewer complex cases than their male colleagues, which warrants further exploration and possible intervention. If female trainees were actually performing fewer difficult cases because they were assigned to or volunteered for them, programs should increase oversight to ensure even allocation of complex cases. An alternative hypothesis is that female trainees were less inclined to log more complicated cases, perhaps because they preferred to ask for in-person feedback after difficult cases instead of using the smartphone application. Further investigation at the institutional level should be conducted to determine if there is a need to oversee equal distribution of cases, potentially using additional metrics like surgical case logs¹⁶  or electronic medical record documentation of operative assistants for validation.

Despite significant social progress over recent decades, gender inequalities persist in medicine with the potential to affect women's advancement in the workplace throughout training and beyond.^5,23–26  As they represent potential harm to young surgeons, the gender differences identified in this study must be studied qualitatively to elucidate the mechanisms through which these differences are perpetuated before designing targeted interventions for trainees and attending surgeons of all genders. Possible etiologies of gender differences in operating room experiences include gender stereotypes, gender norms, and unconscious biases.^27,28  The effects of any future interventions must be evaluated carefully, potentially with the use of novel assessment instruments like the mobile application in this study that can longitudinally track operative experiences. The identification and correction of inequities during surgical training may improve the way we recruit and train future leaders in surgery.

Several study limitations exist. First, factors beyond the scope of this study may shape operative experiences, such as the number of times a trainee has operated with an attending or geographic differences in surgical teaching behaviors. Qualitative details of interactions in the operating room were also unable to be assessed and warrant further investigation. The possibility that subjective perceptions of performance may affect the autonomy allotted to trainees was considered. However, performance was not used as a covariate in the analysis of the gender gap in autonomy because trainee gender may affect both performance and autonomy in the same way and therefore may confound estimates of the effect of gender on either outcome. Second, most institutions studied were university-affiliated centers and may not reflect the experience of all programs. Third, the data included surgical specialties that may have differing training practices. Fourth, SIMPL evaluations were voluntary and therefore susceptible to selection bias. The overall response rate is unknown as it is unclear what proportion of all cases performed was logged and whether logged cases are representative. It is also unknown whether study participants are representative of the general population of surgical trainees. This study is limited by its retrospective nature, and future prospective studies will be needed to confirm and further elucidate the mechanisms through which gender shapes training experiences.

We found no gender difference in ratings of operative performance, yet small differences exist in the ratings of operative autonomy and the proportion of complex cases performed by female and male surgical trainees.

The authors would like to thank the program directors, coordinators, faculty, and trainees from the participating programs for making this study possible. They also wish to thank all the institutional members of the Society for Improving Medical Professional Learning for supporting this study.